Senior Control Management Specialist
About the position
About this role: Wells Fargo is seeking a Senior Control Management Specialist for COO Non-Operations Control who will be part of the Horizontal BCM accountable for assessing and ensuring effective risk and control management. The individual is responsible for partnering with relevant business groups to monitor and ensure we are maintaining a strong control environment leading to sustainable mitigation of operational risk. In this role, you will: Execute control design and performance monitoring to ensure effectiveness of manual and automated controls Ensure adequate steps have been taken to address root cause of identified issues and evidence is alignment with intended outcomes Collaborate and partner with Business Control Management and Front-Line teams Ensure control documentation is alignment with Internal Control Policy requirements Provide credible challenge and improvement opportunities for existing controls to ensure adequate risk mitigation Communicate results of Control Monitoring review to leadership and relevant stakeholders
Responsibilities
• Execute control design and performance monitoring to ensure effectiveness of manual and automated controls
• Ensure adequate steps have been taken to address root cause of identified issues and evidence is alignment with intended outcomes
• Collaborate and partner with Business Control Management and Front-Line teams
• Ensure control documentation is alignment with Internal Control Policy requirements
• Provide credible challenge and improvement opportunities for existing controls to ensure adequate risk mitigation
• Communicate results of Control Monitoring review to leadership and relevant stakeholders
Requirements
• 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• Ability to work on site in a hybrid role.
• Fully remote work locations are not available for this role.
• If you are not in a location listed on the posting, you must commit to relocation within an agreed upon timeframe.
• This position is not eligible for Visa sponsorship.
Nice-to-haves
• Experience conducting comprehensive Risk and Control Self Assessment (RCSA), including risk identification, evaluating, and designing controls, performing impact assessments, identifying control gaps, and implementing effective risk remediation strategies
• Experience identifying, assessing, evaluating, and documenting controls, control procedures and control gaps, to mitigate and support operational and compliance risk
• Experience supporting the Issue Management Lifecycle, including intake, monitor, classification, root cause analysis, corrective action planning, sustainability, and validation.
• Preferred experience in audit, regulatory compliance, operational risk, or risk management, or a combination, within the banking or financial services industry
• Ability to effectively communicate in both written and verbal formats across all organizational levels, including senior executives
• Ability to work with limited supervision
• Experience developing partnerships and collaborating with other business and functional areas
• Strong analytical skills with high attention to detail and accuracy
Apply Now
Apply Now
About this role: Wells Fargo is seeking a Senior Control Management Specialist for COO Non-Operations Control who will be part of the Horizontal BCM accountable for assessing and ensuring effective risk and control management. The individual is responsible for partnering with relevant business groups to monitor and ensure we are maintaining a strong control environment leading to sustainable mitigation of operational risk. In this role, you will: Execute control design and performance monitoring to ensure effectiveness of manual and automated controls Ensure adequate steps have been taken to address root cause of identified issues and evidence is alignment with intended outcomes Collaborate and partner with Business Control Management and Front-Line teams Ensure control documentation is alignment with Internal Control Policy requirements Provide credible challenge and improvement opportunities for existing controls to ensure adequate risk mitigation Communicate results of Control Monitoring review to leadership and relevant stakeholders
Responsibilities
• Execute control design and performance monitoring to ensure effectiveness of manual and automated controls
• Ensure adequate steps have been taken to address root cause of identified issues and evidence is alignment with intended outcomes
• Collaborate and partner with Business Control Management and Front-Line teams
• Ensure control documentation is alignment with Internal Control Policy requirements
• Provide credible challenge and improvement opportunities for existing controls to ensure adequate risk mitigation
• Communicate results of Control Monitoring review to leadership and relevant stakeholders
Requirements
• 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• Ability to work on site in a hybrid role.
• Fully remote work locations are not available for this role.
• If you are not in a location listed on the posting, you must commit to relocation within an agreed upon timeframe.
• This position is not eligible for Visa sponsorship.
Nice-to-haves
• Experience conducting comprehensive Risk and Control Self Assessment (RCSA), including risk identification, evaluating, and designing controls, performing impact assessments, identifying control gaps, and implementing effective risk remediation strategies
• Experience identifying, assessing, evaluating, and documenting controls, control procedures and control gaps, to mitigate and support operational and compliance risk
• Experience supporting the Issue Management Lifecycle, including intake, monitor, classification, root cause analysis, corrective action planning, sustainability, and validation.
• Preferred experience in audit, regulatory compliance, operational risk, or risk management, or a combination, within the banking or financial services industry
• Ability to effectively communicate in both written and verbal formats across all organizational levels, including senior executives
• Ability to work with limited supervision
• Experience developing partnerships and collaborating with other business and functional areas
• Strong analytical skills with high attention to detail and accuracy
Apply Now
Apply Now