Senior Compliance Manager Regulatory Compliance
## What you will be doing:
Maintain our AFS license, including managing regulatory reporting and filings.
Implement practices and controls to meet AFS license and compliance obligations.
Lead the implementation and monitoring of the compliance plan.
Develop and maintain compliance policies and procedures, reports and metrics.
Develop and deliver regulatory and compliance training based on training needs assessment and areas of potential regulatory risks.
Contribute to the continuous improvement of the compliance program and plan, identifying opportunities to enhance efficiency and effectiveness.
Liaise and partner with our global compliance functions and ensure alignment with our Group Compliance programs.
## What we are looking for in you:
Bachelor's degree in Business, Finance, Law, or a related field.
Minimum 8 years experience in a regulatory compliance advisory role within financial services.
Sound knowledge of AFS licensing requirements and compliance obligations, Australian financial services regulations and industry standards.
Team player and cultural change agent, with strong collaboration, influencing and project management skills.
Strong technical knowledge of, and demonstrated experience in developing and implementing compliance programs, plans, policies and controls.
Excellent written and verbal communication skills, with the ability to effectively communicate complex regulatory concepts to stakeholders.
Interest in crypto and/or blockchain technology.
Apply Now
Apply Now
Maintain our AFS license, including managing regulatory reporting and filings.
Implement practices and controls to meet AFS license and compliance obligations.
Lead the implementation and monitoring of the compliance plan.
Develop and maintain compliance policies and procedures, reports and metrics.
Develop and deliver regulatory and compliance training based on training needs assessment and areas of potential regulatory risks.
Contribute to the continuous improvement of the compliance program and plan, identifying opportunities to enhance efficiency and effectiveness.
Liaise and partner with our global compliance functions and ensure alignment with our Group Compliance programs.
## What we are looking for in you:
Bachelor's degree in Business, Finance, Law, or a related field.
Minimum 8 years experience in a regulatory compliance advisory role within financial services.
Sound knowledge of AFS licensing requirements and compliance obligations, Australian financial services regulations and industry standards.
Team player and cultural change agent, with strong collaboration, influencing and project management skills.
Strong technical knowledge of, and demonstrated experience in developing and implementing compliance programs, plans, policies and controls.
Excellent written and verbal communication skills, with the ability to effectively communicate complex regulatory concepts to stakeholders.
Interest in crypto and/or blockchain technology.
Apply Now
Apply Now