[Remote] Senior Compliance Attorney (Investment Management Experience)
Note: The job is a remote job and is open to candidates in USA. Paragon Legal is a well-known financial services and investing company seeking a Senior Compliance Officer to step into an interim leadership role during a period of business transition. This role involves overseeing junior attorneys, providing compliance guidance, and serving as a key contact with regulators while reviewing and enhancing the compliance function. Responsibilities • Oversee and mentor two junior attorneys • Provide guidance on complex compliance issues • Advise both marketing and investment teams • Serve as a senior point of contact with regulators when needed • Help review and strengthen a compliance function that was built internally as the business shifts toward a more mutual fund and ETF-focused strategy Skills • Deep experience in mutual funds and ETFs • Experience as a Chief Compliance Officer or senior compliance leader from an investment management firm • Ability to oversee and mentor junior attorneys • Capability to provide guidance on complex compliance issues • Experience advising marketing and investment teams • Ability to serve as a senior point of contact with regulators • Experience in reviewing and strengthening a compliance function Company Overview • Paragon Legal is an legal services firm provides experienced legal professionals to corporate legal departments on demand, project basis. It was founded in 2006, and is headquartered in San Francisco, California, USA, with a workforce of 51-200 employees. Its website is Apply tot his job