Manager - Risk Advisory (Internal Audit & SOX - Financial Services) (NY)
About the position
From the beginning, our goal was to establish an advisory firm that stands apart from the rest – one that is grounded in our Core Values and dedicated to creating a positive experience not just for our clients, but for our people too. We firmly believe in the strength of collaboration, enthusiasm, generosity, and perseverance as the driving forces behind our success. With advisory solutions spanning accounting and risk, technology-enabled transformation, and transactions, we partner with our clients to solve today’s challenges and deliver present and future value. Our commitment to our people has earned us numerous awards including Inc5000's Fastest Growing Companies and Glassdoor's Best Places to Work. Explore what our employees have to say about our unique culture by clicking here . We are seeking a Manager with expertise in Internal Audit within the Financial Services sector, specializing in evaluating the financial operations, processes, and controls of organizations such as banks, investment firms, and other financial institutions. By joining our rapidly growing Risk Advisory practice you will serve as a trusted partner to our clients. You’ll bring your first-hand experience, unique perspectives, and functional knowledge to deliver tailored integrated solutions that solve today's challenges and set the foundation for future success. With support from experienced leaders and a dedicated coach, you will join a collaborative community that invites you to contribute beyond the scope of client delivery.
Responsibilities
• Serve as an analyst on a broad range of audit, risk assessment, control testing, and risk management projects by conducting fieldwork, testing controls, preparing work papers, and ensuring the creation of exceptional deliverables that surpass client expectations
• Conduct preliminary analyses and assessments of assigned operating units, business areas, or controls
• Perform walkthroughs with management to document processes, including narratives, flow charts, and risk control matrices
• Evaluate and test internal controls, and develop tailored remediation strategies for identified risk and control gaps
• Assess financial risks, such as liquidity risk, credit risk, model risk, operational risk, and market risk, and ensure that the organization has robust risk management processes in place
• Ensure compliance with various financial regulations and standards, such as Sarbanes-Oxley (SOX), Basel III and CCAR (for banks), and IFRS or GAAP accounting standards, as well as local regulatory frameworks
• Assist Managing Consultants in driving operational excellence by actively participating in ongoing projects, including engagement planning, budget development, progress monitoring, and quality control of deliverables
• Develop a comprehensive knowledge of business and operational processes and controls
• Cultivate new and deepen existing client relationships, leveraging a deep understanding of their business and delivering exceptional results
• Collaborate with CrossCountry and client team members to address business obstacles, explore potential solutions, and create impactful deliverables
Requirements
• 5+ years of prior financial services experience in professional services or industry (public accounting, advisory firm, management consulting firm, or financial institution)
• Experience auditing Financial Crime (Anti-Money Laundering, Anti-Bribery and Corruption, and Sanctions)
• Experience auditing asset and wealth managers for investments and processes
• Proficiency in identifying and analyzing key financial risks, including liquidity, credit, model, operational, and market risks
• Excellent written and verbal communications and analytical thinking skills
• In depth understanding on the following: Business areas and processes related to Sales, Trading, Compliance and Operations Products, including equities, fixed income, swaps, commodities, and currencies (digital assets experience a plus) Regulatory requirements impacting financial services, including those related to compliance, risk management, and reporting (e.g., CCAR regulatory requirements, capital calculation and reporting, financial reporting)
• A bachelor’s degree from an accredited university
Benefits
• comprehensive healthcare options, including medical, dental, and vision coverage
• flexible spending accounts
• a 401(k) with company matching
• generous parental and maternity leave policies
• technology stipends
• wellness reimbursement programs
Apply tot his job
Apply To this Job
From the beginning, our goal was to establish an advisory firm that stands apart from the rest – one that is grounded in our Core Values and dedicated to creating a positive experience not just for our clients, but for our people too. We firmly believe in the strength of collaboration, enthusiasm, generosity, and perseverance as the driving forces behind our success. With advisory solutions spanning accounting and risk, technology-enabled transformation, and transactions, we partner with our clients to solve today’s challenges and deliver present and future value. Our commitment to our people has earned us numerous awards including Inc5000's Fastest Growing Companies and Glassdoor's Best Places to Work. Explore what our employees have to say about our unique culture by clicking here . We are seeking a Manager with expertise in Internal Audit within the Financial Services sector, specializing in evaluating the financial operations, processes, and controls of organizations such as banks, investment firms, and other financial institutions. By joining our rapidly growing Risk Advisory practice you will serve as a trusted partner to our clients. You’ll bring your first-hand experience, unique perspectives, and functional knowledge to deliver tailored integrated solutions that solve today's challenges and set the foundation for future success. With support from experienced leaders and a dedicated coach, you will join a collaborative community that invites you to contribute beyond the scope of client delivery.
Responsibilities
• Serve as an analyst on a broad range of audit, risk assessment, control testing, and risk management projects by conducting fieldwork, testing controls, preparing work papers, and ensuring the creation of exceptional deliverables that surpass client expectations
• Conduct preliminary analyses and assessments of assigned operating units, business areas, or controls
• Perform walkthroughs with management to document processes, including narratives, flow charts, and risk control matrices
• Evaluate and test internal controls, and develop tailored remediation strategies for identified risk and control gaps
• Assess financial risks, such as liquidity risk, credit risk, model risk, operational risk, and market risk, and ensure that the organization has robust risk management processes in place
• Ensure compliance with various financial regulations and standards, such as Sarbanes-Oxley (SOX), Basel III and CCAR (for banks), and IFRS or GAAP accounting standards, as well as local regulatory frameworks
• Assist Managing Consultants in driving operational excellence by actively participating in ongoing projects, including engagement planning, budget development, progress monitoring, and quality control of deliverables
• Develop a comprehensive knowledge of business and operational processes and controls
• Cultivate new and deepen existing client relationships, leveraging a deep understanding of their business and delivering exceptional results
• Collaborate with CrossCountry and client team members to address business obstacles, explore potential solutions, and create impactful deliverables
Requirements
• 5+ years of prior financial services experience in professional services or industry (public accounting, advisory firm, management consulting firm, or financial institution)
• Experience auditing Financial Crime (Anti-Money Laundering, Anti-Bribery and Corruption, and Sanctions)
• Experience auditing asset and wealth managers for investments and processes
• Proficiency in identifying and analyzing key financial risks, including liquidity, credit, model, operational, and market risks
• Excellent written and verbal communications and analytical thinking skills
• In depth understanding on the following: Business areas and processes related to Sales, Trading, Compliance and Operations Products, including equities, fixed income, swaps, commodities, and currencies (digital assets experience a plus) Regulatory requirements impacting financial services, including those related to compliance, risk management, and reporting (e.g., CCAR regulatory requirements, capital calculation and reporting, financial reporting)
• A bachelor’s degree from an accredited university
Benefits
• comprehensive healthcare options, including medical, dental, and vision coverage
• flexible spending accounts
• a 401(k) with company matching
• generous parental and maternity leave policies
• technology stipends
• wellness reimbursement programs
Apply tot his job
Apply To this Job