AVP Securities Counsel
Job title: AVP Securities Counsel in Phoenix, AZ at Apple & Associates
Company: Apple & Associates
Job description: Assistant Vice President, Securities CounselAre you a talented attorney looking to make an impact in a collaborative environment where your expertise in securities law and corporate governance will be valued? Our client is seeking an experienced legal professional who can thrive in a team-oriented culture while driving our public company compliance and governance initiatives forward.Your ImpactAs our AVP, Securities Counsel, you'll play a crucial role in ensuring this company's regulatory compliance while working closely with cross-functional teams. You'll have the opportunity to build relationships across the organization, from Finance and HR to Compliance and Investor Relations, creating alignment and fostering transparent information flow.Your Day-to-DaySecurities Law Excellence:
Craft and review SEC filings including 10-K, 10-Q, and 8-K forms, ensuring our compliance with federal securities laws
Partner with communications team on earnings releases and investor presentations
Guide the organization on public disclosure matters and Regulation FD compliance
Work collaboratively with outside counsel on specialized matters
Corporate Governance Leadership:
Coordinate with executive leadership and board members to prepare for board and committee meetings
Contribute to the development of governance best practices
Lead the legal aspects of stockholder meetings, working cross-functionally with multiple departments
Strategic Partnership:
Serve as a trusted advisor to teams across the organization
Provide thoughtful guidance on executive compensation and equity plans
Support corporate transactions by working hand-in-hand with business development teams
What You'll Bring
JD from an accredited law school with active bar membership
6+ years of relevant legal experience, with a focus on securities law and corporate governance
Strong interpersonal skills and ability to communicate complex legal concepts clearly
Collaborative mindset and enthusiasm for working across different business functions
What Will Help You Stand Out
Experience with board and disclosure management platforms like Diligent or Workiva
Demonstrated ability to build consensus and navigate complex stakeholder relationships
A track record of mentoring junior team members and sharing knowledge
Your Growth PathThis role offers clear advancement opportunities as you develop expertise in this business and deepen relationships across the organization. Top performers have opportunities to:
Take on increasing responsibility for corporate transactions
Lead strategic governance initiatives
Develop specialized expertise in emerging regulatory areas
Progress to senior legal leadership positions
Benefits That Matter
Comprehensive benefits package with affordable contributions
Generous paid time off: vacation, 12 holidays, and 80 hours of sick time annually
401(k) match with immediate vesting
Discounted company stock purchase program
Paid volunteer hours and employer charitable match
Career development resources and mentoring
Flexible work arrangement with Remote Fridays
Collaborative culture that values your contributions
Expected salary:
Location: Phoenix, AZ
Apply for the job now!
Apply Now
Company: Apple & Associates
Job description: Assistant Vice President, Securities CounselAre you a talented attorney looking to make an impact in a collaborative environment where your expertise in securities law and corporate governance will be valued? Our client is seeking an experienced legal professional who can thrive in a team-oriented culture while driving our public company compliance and governance initiatives forward.Your ImpactAs our AVP, Securities Counsel, you'll play a crucial role in ensuring this company's regulatory compliance while working closely with cross-functional teams. You'll have the opportunity to build relationships across the organization, from Finance and HR to Compliance and Investor Relations, creating alignment and fostering transparent information flow.Your Day-to-DaySecurities Law Excellence:
Craft and review SEC filings including 10-K, 10-Q, and 8-K forms, ensuring our compliance with federal securities laws
Partner with communications team on earnings releases and investor presentations
Guide the organization on public disclosure matters and Regulation FD compliance
Work collaboratively with outside counsel on specialized matters
Corporate Governance Leadership:
Coordinate with executive leadership and board members to prepare for board and committee meetings
Contribute to the development of governance best practices
Lead the legal aspects of stockholder meetings, working cross-functionally with multiple departments
Strategic Partnership:
Serve as a trusted advisor to teams across the organization
Provide thoughtful guidance on executive compensation and equity plans
Support corporate transactions by working hand-in-hand with business development teams
What You'll Bring
JD from an accredited law school with active bar membership
6+ years of relevant legal experience, with a focus on securities law and corporate governance
Strong interpersonal skills and ability to communicate complex legal concepts clearly
Collaborative mindset and enthusiasm for working across different business functions
What Will Help You Stand Out
Experience with board and disclosure management platforms like Diligent or Workiva
Demonstrated ability to build consensus and navigate complex stakeholder relationships
A track record of mentoring junior team members and sharing knowledge
Your Growth PathThis role offers clear advancement opportunities as you develop expertise in this business and deepen relationships across the organization. Top performers have opportunities to:
Take on increasing responsibility for corporate transactions
Lead strategic governance initiatives
Develop specialized expertise in emerging regulatory areas
Progress to senior legal leadership positions
Benefits That Matter
Comprehensive benefits package with affordable contributions
Generous paid time off: vacation, 12 holidays, and 80 hours of sick time annually
401(k) match with immediate vesting
Discounted company stock purchase program
Paid volunteer hours and employer charitable match
Career development resources and mentoring
Flexible work arrangement with Remote Fridays
Collaborative culture that values your contributions
Expected salary:
Location: Phoenix, AZ
Apply for the job now!
Apply Now