AML Analyst Associate
## Responsibilities
Ensure a compliant onboarding of new customers, conduct due diligence for existing customers against our AML/CFT policies by working with our Level 1 KYC Team in Bangalore, India.
Conduct enhanced due diligence for new and existing Higher Risk customers, including preparing supporting documentation for the Enhanced Customer Due Diligence Committee,
Provide input to results from name list screening and carry out review, including obtaining approval on disposition on positive matches of alerts from the CCO,
Liaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations and Legal on Singapore regulatory and policy AML/KYC matters by providing advice on MAS PSN02 and corresponding Guidelines,
Assist with the annual Enterprise Wide Risk Assessment,
Assist with new joiner and annual refresh AML/CFT training teams across APAC,
Assist the Account Management Team with due diligence requests as they pertain to Singapore AML/CFT controls,
Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements
Support Compliance management for quarterly Board Meetings and other reporting as appropriate,
Assist with Transaction Monitoring dispositions and further reviews as escalated from Level 1 Transaction Monitoring Teams, where appropriate.
Assist with Travel Rule requests where necessary by collating information.
## Success
As a Compliance Analyst/Associate, you’ll be part of a global network of compliance officers and a key contributor to the success of the Firm’s AML and Sanctions program.
To be successful in this role, you must work well under pressure and have excellent communication skills by being flexible and work well with sometimes shifting priorities.
Be open to providing coverage when team members are on holiday or out of the office.
Understand and know the MAS PS N02 and Guidelines and best industry practices,
Familiarity with the FATF Travel Rule is an advantage.
Ensure a compliant onboarding of new customers, conduct due diligence for existing customers against our AML/CFT policies by working with our Level 1 KYC Team in Bangalore, India.
Conduct enhanced due diligence for new and existing Higher Risk customers, including preparing supporting documentation for the Enhanced Customer Due Diligence Committee,
Provide input to results from name list screening and carry out review, including obtaining approval on disposition on positive matches of alerts from the CCO,
Liaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations and Legal on Singapore regulatory and policy AML/KYC matters by providing advice on MAS PSN02 and corresponding Guidelines,
Assist with the annual Enterprise Wide Risk Assessment,
Assist with new joiner and annual refresh AML/CFT training teams across APAC,
Assist the Account Management Team with due diligence requests as they pertain to Singapore AML/CFT controls,
Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements
Support Compliance management for quarterly Board Meetings and other reporting as appropriate,
Assist with Transaction Monitoring dispositions and further reviews as escalated from Level 1 Transaction Monitoring Teams, where appropriate.
Assist with Travel Rule requests where necessary by collating information.
## Success
As a Compliance Analyst/Associate, you’ll be part of a global network of compliance officers and a key contributor to the success of the Firm’s AML and Sanctions program.
To be successful in this role, you must work well under pressure and have excellent communication skills by being flexible and work well with sometimes shifting priorities.
Be open to providing coverage when team members are on holiday or out of the office.
Understand and know the MAS PS N02 and Guidelines and best industry practices,
Familiarity with the FATF Travel Rule is an advantage.