Lead Analyst Compliance Quality Assurance
## What you'll work on:
Developing and improving the quality program to ensure quality reviews are completed in the most optimal way possible.
Partner with cross-functional stakeholders to enable the Compliance Quality program to be agile, and accommodate any Compliance or business-wide program or process changes
Assist the Manager, Compliance Quality Control and Assurance with ensuring all accountabilities are met and quality reviews are completed within the agreed timeframes and SLAs
Working in collaboration with Risk, Compliance, outsourced vendors, L&D, WFM and Ops Excellence and a range of other stakeholders to create brilliant and effective partnerships
Engaging directly with our outsourced partners and vendors to ensure a clear understanding of the challenges and process to drive for increased quality performance and output
Assist with scaling the Compliance Quality program
Contributing to the effective delivery of Scaled Services OKRs for each half
Ensuring effective communication and reporting for enhanced visibility across the business on key pieces of work
Completing ad-hoc projects as required and in line with business needs
Performing quality reviews on all AML processes: KYC onboarding, periodic reviews, transaction monitoring alert reviews, investigations, and sanctions alert reviews, as well as future Compliance Operations processes supported by the Quality Control and Assurance team, as needed
## What you’ll bring to Circle:
7+ years experience in financial crimes compliance, with a minimum of 1 year in a quality role.
B.A./B.S. degree; quantitative or technical degree a plus.
Strong organizational, analytical, written, and verbal communication skills.
Ability to maintain a strong operational focus with the ability to manage time sensitive workflows across competing priorities.
Experience analyzing large transactional data sets, proficiency in SQL preferred.
CAMS, CFCS or CFE certification is a plus.
Exceptional attention to detail, with the ability to identify and address potential issues and risks.
Experience and comfort working in an ever changing industry and the flexibility to quickly react to changing demands.
Organized, detailed, proactive, self-motivated, collaborative, multi-tasker, and creative.
Proven ability to excel in a fast-paced environment is extremely important.
Ability to prioritize workloads and ensure tasks are completed timely.
High integrity and ability to handle confidential information.
Experience/familiarity with Slack, Apple MacOS and GSuite.
Apply Now
Apply Now
Developing and improving the quality program to ensure quality reviews are completed in the most optimal way possible.
Partner with cross-functional stakeholders to enable the Compliance Quality program to be agile, and accommodate any Compliance or business-wide program or process changes
Assist the Manager, Compliance Quality Control and Assurance with ensuring all accountabilities are met and quality reviews are completed within the agreed timeframes and SLAs
Working in collaboration with Risk, Compliance, outsourced vendors, L&D, WFM and Ops Excellence and a range of other stakeholders to create brilliant and effective partnerships
Engaging directly with our outsourced partners and vendors to ensure a clear understanding of the challenges and process to drive for increased quality performance and output
Assist with scaling the Compliance Quality program
Contributing to the effective delivery of Scaled Services OKRs for each half
Ensuring effective communication and reporting for enhanced visibility across the business on key pieces of work
Completing ad-hoc projects as required and in line with business needs
Performing quality reviews on all AML processes: KYC onboarding, periodic reviews, transaction monitoring alert reviews, investigations, and sanctions alert reviews, as well as future Compliance Operations processes supported by the Quality Control and Assurance team, as needed
## What you’ll bring to Circle:
7+ years experience in financial crimes compliance, with a minimum of 1 year in a quality role.
B.A./B.S. degree; quantitative or technical degree a plus.
Strong organizational, analytical, written, and verbal communication skills.
Ability to maintain a strong operational focus with the ability to manage time sensitive workflows across competing priorities.
Experience analyzing large transactional data sets, proficiency in SQL preferred.
CAMS, CFCS or CFE certification is a plus.
Exceptional attention to detail, with the ability to identify and address potential issues and risks.
Experience and comfort working in an ever changing industry and the flexibility to quickly react to changing demands.
Organized, detailed, proactive, self-motivated, collaborative, multi-tasker, and creative.
Proven ability to excel in a fast-paced environment is extremely important.
Ability to prioritize workloads and ensure tasks are completed timely.
High integrity and ability to handle confidential information.
Experience/familiarity with Slack, Apple MacOS and GSuite.
Apply Now
Apply Now