Financial Controls Analyst-Business Process
The Enterprise Finance function contains the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is a component of EC&O. Enterprise COSO testing professionals will have enterprise-wide exposure to key stakeholders within the external financial/risk/regulatory reporting infrastructure.
The Enterprise COSO Testing team within EC&O supports the Companys on-going objective of maintaining an industry-leading information technology control environment and is responsible for the following directives:
Providing meaningful assessments of application controls in scope for financial, risk, and regulatory reporting
Assessing compliance with Well Fargo & Companys COSO based policies for application controls in scope for internal controls over financial reporting (SEC and Regulatory Reporting) and strategic planning for on-going application control compliance with COSO policies (proactive anticipation of internal control related matters)
Monitoring new and emerging internal control related guidance and issues and assist with facilitating group-wide training to interested and impacted stakeholders
Providing consultation and subject matter expertise for process and application control related matters including evaluating severity of control deficiencies and related remediation efforts
Providing process and control support and thought leadership for projects
Interfacing with external auditors, regulators and others on control related matters and,
Acting as a change agent for continual improvement of the control environment.
In this role, you will:
Consult with the line of business and enterprise functions on financial reporting or information technology governance, and controls and oversight matters
Identify compliance and risk management requirements for supported area
Provide oversight for testing and monitoring involving moderate to complex subject matter or control areas
Communicate and provide consultation regularly with stakeholders throughout the enterprise
Implement, operate, and report results of certain elements of the company's policy, governance and oversight framework
Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Perform the following for Business Process Application Control testing:
Perform walkthroughs of significant processes and ensuring required COSO documentation is accurate and reflects relevant risk and key controls
Validate and provide credible challenge to identified shared services, third-party service providers, and significant applications
Perform COSO testing of key business process application controls, including design effectiveness assessments and operating effectiveness testing
Validate and challenge documentation of control deficiencies, including issue description, root cause, unmitigated impact, and corrective actions
Analyze the severity of control deficiencies and their impact to internal control over financial reporting
Validate corrective actions and issues.
Build relationships and collaborate with key stakeholders in the SEC and Regulatory Reporting internal control infrastructures and,
Assist with projects impacting the team, including identification of risks and consulting on controls for newly implemented processes and applications.
Required Qualifications, US:
2+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
Internal controls testing experience
Practical experience assessing and documenting financial and/or regulatory risks and controls
A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, Reporting, or Information Technology
Ability to successfully operate in a complex and matrixed environment
Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
Ability to take on a high level of responsibility, initiative, and accountability
Experience with large professional services firms
Experience with large financial institutions
Intermediate Microsoft Office skills
Excellent verbal, written, and interpersonal communication skills
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC
One or more of the following certifications: CPA, CIA, CISA
Strong critical thinking skills with ability to credibly challenge status quo
If you are interested in this positon. Apply or Email [email protected]
Qualifications:
Internal controls testing experiencePractical experience assessing and documenting financial and/or regulatory risks and controls
A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, Reporting, or Information Technology
Ability to successfully operate in a complex and matrixed environment
Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
Ability to take on a high level of responsibility, initiative, and accountability
Experience with large professional services firms
Experience with large financial institutions
Intermediate Microsoft Office skills
Excellent verbal, written, and interpersonal communication skills
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC
One or more of the following certifications: CPA, CIA, CISA
Strong critical thinking skills with ability to credibly challenge status quo
If you are interested in this positon. Apply or Email [email protected]
Why is This a Great Opportunity:
Great Pay and Benefits.
Salary Type : Annual Salary
Salary Min : 80000
Salary Max : 120000
Currency Type : US Dollars
The Enterprise COSO Testing team within EC&O supports the Companys on-going objective of maintaining an industry-leading information technology control environment and is responsible for the following directives:
Providing meaningful assessments of application controls in scope for financial, risk, and regulatory reporting
Assessing compliance with Well Fargo & Companys COSO based policies for application controls in scope for internal controls over financial reporting (SEC and Regulatory Reporting) and strategic planning for on-going application control compliance with COSO policies (proactive anticipation of internal control related matters)
Monitoring new and emerging internal control related guidance and issues and assist with facilitating group-wide training to interested and impacted stakeholders
Providing consultation and subject matter expertise for process and application control related matters including evaluating severity of control deficiencies and related remediation efforts
Providing process and control support and thought leadership for projects
Interfacing with external auditors, regulators and others on control related matters and,
Acting as a change agent for continual improvement of the control environment.
In this role, you will:
Consult with the line of business and enterprise functions on financial reporting or information technology governance, and controls and oversight matters
Identify compliance and risk management requirements for supported area
Provide oversight for testing and monitoring involving moderate to complex subject matter or control areas
Communicate and provide consultation regularly with stakeholders throughout the enterprise
Implement, operate, and report results of certain elements of the company's policy, governance and oversight framework
Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Perform the following for Business Process Application Control testing:
Perform walkthroughs of significant processes and ensuring required COSO documentation is accurate and reflects relevant risk and key controls
Validate and provide credible challenge to identified shared services, third-party service providers, and significant applications
Perform COSO testing of key business process application controls, including design effectiveness assessments and operating effectiveness testing
Validate and challenge documentation of control deficiencies, including issue description, root cause, unmitigated impact, and corrective actions
Analyze the severity of control deficiencies and their impact to internal control over financial reporting
Validate corrective actions and issues.
Build relationships and collaborate with key stakeholders in the SEC and Regulatory Reporting internal control infrastructures and,
Assist with projects impacting the team, including identification of risks and consulting on controls for newly implemented processes and applications.
Required Qualifications, US:
2+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
Internal controls testing experience
Practical experience assessing and documenting financial and/or regulatory risks and controls
A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, Reporting, or Information Technology
Ability to successfully operate in a complex and matrixed environment
Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
Ability to take on a high level of responsibility, initiative, and accountability
Experience with large professional services firms
Experience with large financial institutions
Intermediate Microsoft Office skills
Excellent verbal, written, and interpersonal communication skills
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC
One or more of the following certifications: CPA, CIA, CISA
Strong critical thinking skills with ability to credibly challenge status quo
If you are interested in this positon. Apply or Email [email protected]
Qualifications:
Internal controls testing experiencePractical experience assessing and documenting financial and/or regulatory risks and controls
A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, Reporting, or Information Technology
Ability to successfully operate in a complex and matrixed environment
Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
Ability to take on a high level of responsibility, initiative, and accountability
Experience with large professional services firms
Experience with large financial institutions
Intermediate Microsoft Office skills
Excellent verbal, written, and interpersonal communication skills
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC
One or more of the following certifications: CPA, CIA, CISA
Strong critical thinking skills with ability to credibly challenge status quo
If you are interested in this positon. Apply or Email [email protected]
Why is This a Great Opportunity:
Great Pay and Benefits.
Salary Type : Annual Salary
Salary Min : 80000
Salary Max : 120000
Currency Type : US Dollars