Experienced Trading Operations Senior Associate – Equity and Options Trading Expertise for a Global Financial Services Company

Introduction to Alpaca Imagine being part of a revolutionary financial services company that is dedicated to opening financial services to everyone on the planet. Alpaca, a US California headquartered brokerage infrastructure technology company and self-clearing broker-dealer, is at the forefront of delivering execution and custody solutions for Stocks, ETFs, Options, Cryptocurrencies, and more. With over $170 million in funding, Alpaca is poised to continue its rapid growth and expansion. As a licensed financial services company in multiple countries, Alpaca serves hundreds of financial institutions globally, including broker-dealers, investment advisors, hedge funds, and crypto exchanges. Our Mission and Values At Alpaca, we are driven by our mission to open financial services to everyone on the planet. Our values of Stay Curious, Have Empathy, and Be Accountable are at the core of everything we do. We believe in fostering a vibrant community, contributing to open-source projects, and continuously improving our award-winning developer-friendly API and infrastructure. Our team members are passionate about making a difference and are committed to achieving our mission. About Our Team We are a globally distributed team of 150+ members who love working from our favorite places worldwide. Our team spans the USA, Canada, Japan, Hungary, Nigeria, Brazil, the United Kingdom, and more! We are a diverse group of individuals with experiences as engineers, traders, and brokerage professionals. We are looking for like-minded individuals who share our values and are excited about our mission. Job Overview We are seeking an experienced Trading Operations Senior Associate to join our Equity and Options Trading Operations team. As a senior trading associate, you will be responsible for managing the day-to-day operations of the team, building scalable infrastructure and procedures, and nurturing a strong work ethic from yourself and others. You will be a key player in creating and improving upon a world-class execution platform, assisting in the Firm's Best-Execution Program, and reviewing trade surveillance reports. Key Responsibilities Create and improve upon a world-class execution platform Assist in the Firm's Best-Execution Program by reviewing post-trade exception reports Review Trade Surveillance reports and take appropriate action to resolve alerts Monitor order flow for irregularities Timely resolution of client trade escalations Create/update policies and procedures as needed Reconciliation of firm error and inventory accounts Risk monitoring/trading of firm held positions Maintain firm GTC order book Create and drive new initiatives Assist the Director of Trading Operations in the execution of firm objectives Requirements and Qualifications To be successful in this role, you will need to have the following qualifications and experience: FINRA Licenses: Series 7, Series 57, Series 24, Series 63, and Series 4 (able to get in 6 months) Experience with both front and back-end processes for trading lifecycle (Equity and Options) Experience in SQL (willingness to learn) Experience creating and maintaining relationships with executing counterparties Experience with order quality evaluations including execution and market manipulation testing A leader that has a track record of successful team building and creating growth opportunities for their team members Prior experience with Financial or FINTech startups Prior experience working with international clients What We Offer We offer a competitive salary and stock options, as well as a range of benefits to support your well-being and career growth. These include: Health benefits starting on day 1, including Medical, Dental, Vision in the US, and supplemental health care in Canada A one-time USD $500 new hire home-office setup stipend A monthly stipend of USD $150 via a Brex Card The opportunity to work with a talented and diverse team of professionals who are passionate about making a difference A dynamic and supportive work environment that encourages innovation and creativity Career Growth and Development At Alpaca, we are committed to helping our team members grow and develop their careers. We offer a range of opportunities for professional development, including training and mentorship programs, as well as opportunities to work on exciting and challenging projects. We believe in fostering a culture of continuous learning and improvement, and we encourage our team members to take ownership of their careers and pursue their passions. Our Culture and Work Environment We are proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce. Our culture is built on our values of Stay Curious, Have Empathy, and Be Accountable, and we strive to create a work environment that is inclusive, supportive, and fun. We believe in working hard and playing hard, and we offer a range of perks and benefits to support our team members' well-being and happiness. Conclusion If you are a motivated and experienced trading operations professional who is passionate about making a difference, we encourage you to apply for this exciting opportunity. As a Trading Operations Senior Associate at Alpaca, you will have the chance to work with a talented and diverse team, contribute to the growth and development of our company, and pursue your career goals in a dynamic and supportive environment. Don't miss out on this fantastic opportunity to grow your career and be part of a revolutionary financial services company. Apply today! Apply for this job