Chief Compliance Officer – US
Job Description: • The CCO sits at the intersection of the SEC, Infra One's platform vision, and every GP who will depend on our compliance infrastructure. • You will own SEC registration (Form ADV), policy architecture, compliance monitoring across multiple fund vehicles, and the relationship with securities regulators. • Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance. • Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks. • Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries. Requirements: • 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm. • Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers. • Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management. • Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards. • Prior experience with SEC registration, Form ADV filings, and exam cycles. Benefits: • Location: Remote (preferred US timezone overlap with San Francisco HQ) • Salary Range: $200,000–$280,000 base + 20% bonus • Equity: TBD (0.1%–0.3% depending on background) Apply tot his job
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