Business Analyst (Trade Surveillance)
Greetings from Abode Techzone, LLC!
We are looking for a best match for one of our client's urgent requirements mentioned below.
Let me know if you would be interested to move ahead, if yes please share your
UPDATED RESUME
with your
Hourly Rates
expectations along with below detail
Work Authorization:
Hourly Rates
expectations :
Current location:
Current project would over when: mention time/already over
Relocation : Yes /No
Job Description:
Title:
Business Analyst (Trade
Surveillance
)
Location:
Plano, TX ( Need locals or from EST Zone Candidates only) 5 Days Onsite.
Duration : 6+ months Contract and FTE both
Job Description:
Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments.
This role requires Techno functional with 80% focus on Tech part involving Data Modelling, Data Analysis, Data structures, understands Surveillance in wider scope to be able to derive logical Data patterns.
9 years Business & Functional Experience
Bachelor's Degree or equivalent work experience in Global markets and/or products
Excellent understanding of global markets, processes, and products (Fixed Income and Commodities/Futures Options).
bility to handle multiple projects in a dynamic environment.
Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg. SHO, Reg. NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation
Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.
Understands Client ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.
Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation.
bility to test across multiple lines of business.
Extensive functional or professional knowledge
Microsoft Suite of products
Skills and Competencies:
Effective Verbal Communication
Business Writing and Acumen
cts with Courage and Conviction
Strong Business Acumen
Drives Operational Excellence
Critical Thinking and Analysis
ttention to Detail
Strong Partnership and Influencing Skills
Collaboration
Time Management
Complex Problem Solving
Judgment and Decision Making
May Give Feedback
Apply Now
We are looking for a best match for one of our client's urgent requirements mentioned below.
Let me know if you would be interested to move ahead, if yes please share your
UPDATED RESUME
with your
Hourly Rates
expectations along with below detail
Work Authorization:
Hourly Rates
expectations :
Current location:
Current project would over when: mention time/already over
Relocation : Yes /No
Job Description:
Title:
Business Analyst (Trade
Surveillance
)
Location:
Plano, TX ( Need locals or from EST Zone Candidates only) 5 Days Onsite.
Duration : 6+ months Contract and FTE both
Job Description:
Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments.
This role requires Techno functional with 80% focus on Tech part involving Data Modelling, Data Analysis, Data structures, understands Surveillance in wider scope to be able to derive logical Data patterns.
9 years Business & Functional Experience
Bachelor's Degree or equivalent work experience in Global markets and/or products
Excellent understanding of global markets, processes, and products (Fixed Income and Commodities/Futures Options).
bility to handle multiple projects in a dynamic environment.
Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg. SHO, Reg. NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation
Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.
Understands Client ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.
Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation.
bility to test across multiple lines of business.
Extensive functional or professional knowledge
Microsoft Suite of products
Skills and Competencies:
Effective Verbal Communication
Business Writing and Acumen
cts with Courage and Conviction
Strong Business Acumen
Drives Operational Excellence
Critical Thinking and Analysis
ttention to Detail
Strong Partnership and Influencing Skills
Collaboration
Time Management
Complex Problem Solving
Judgment and Decision Making
May Give Feedback
Apply Now