Analyst, Compliance Consulting

Kroll is a global leader in risk and financial advisory solutions, seeking an Analyst to support their Compliance Consulting team. The Analyst will develop, implement, and maintain compliance programs for investment managers while ensuring adherence to legal and regulatory requirements.ResponsibilitiesProvide support in the development, implementation and maintenance of compliance programs for a variety of registered and unregistered investment advisers, including but not limited to:Drafting and customizing policies and procedures in accordance with the Firm’s regulatory requirementsConducting ongoing testing and preparing annual compliance program review reportsPreparing agendas, attending client calls, and drafting follow up action memosDrafting registration statements, regulatory filings, compliance training presentations, disclosure documents and providing practical guidance on compliance with the 1940 Investment Advisers Act and the 1940 Investment Company Act, among other federal securities lawsSkillsUndergraduate degreeExcellent verbal and written communication and analytical skillsStrong research and critical thinking abilitiesA desire to work with a diverse team with global reachStrong multi-tasking capabilities and the ability to prioritize across a range of projects1 year or more of corporate experienceKnowledge of and familiarity with financial industry operationsKnowledge of federal securities lawsRelevant industry certifications (IACCP, CAMS, CAIA, FINRA Series licenses etc.)BenefitsHealthcare Coverage: Comprehensive medical, dental, and vision plans.Time Off and Leave Policies: Generous paid time off (PTO), paid company holidays, generous parental and family leave.Protective Insurances: Life insurance, short- and long-term disability coverage, and accident protection.Compensation and Rewards: Competitive salary structures, performance-based incentives, and merit-based compensation reviews.Retirement Plans: 401(k) plans with company matching.Company OverviewKroll is a provider of risk solutions that helps clients make confident risk management decisions. It was founded in 1932, and is headquartered in New York, New York, USA, with a workforce of 5001-10000 employees. Its website is http://www.kroll.com/.Company H1B SponsorshipKroll has a track record of offering H1B sponsorships, with 21 in 2025, 14 in 2024, 10 in 2023, 15 in 2022, 7 in 2021. Please note that this does not guarantee sponsorship for this specific role.



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