AML Investigator II - List Screening Operations
About the position List Screening Operations (LSO) performs screening, research, and disposition work for Capital One's Economic Sanctions Compliance Program related to the Office of Foreign Asset Control (OFAC). The program is established as a matter of sound banking practice and ensures compliance with federally-mandated economic sanctions against dangerous or criminal individuals, organizations, and governments who should be denied access to financial services. In addition, LSO performs screening research, and disposition against various lists (i.e., Financial Crime Enforcement Network (FinCEN), Negative News, Politically Exposed Person (PEP), etc.). LSO also supports various Anti-Money Laundering (AML) processes, which might include suspicious activity investigations, Currency Transaction Report (CTR) report monitoring, customer due diligence, and enhanced due diligence or other processes. Responsibilities • Manage list screening case work in a timely and efficient manner. • Execute a variety of tasks in support of the conduct of investigations. • Analyze and investigate individuals who potentially match entities on various watch lists utilizing Anti-Money Laundering typologies. • Summarize, in writing, the result of investigations conducted. • Escalate cases and issues as appropriate for advanced investigation and analysis. • Build and maintain awareness of the broader context and implications of the various types of sanctions risks affecting the business (e.g., financial, legal, reputation, etc.). • Assess and handle sensitive data and investigations with professional demeanor. Requirements • High School Diploma, GED or equivalent certification. • At least 1 year of Microsoft Office experience, or at least 1 year of Google Suite experience. Nice-to-haves • Bachelor's Degree in Criminal Justice, Fraud Prevention, Homeland Security, or Finance. • Certified Anti-Money Laundering Specialist (CAMS) Certification. • 1+ years of fraud experience, or 1+ years of investigative experience. • 1+ years of experience in the banking industry. Benefits • Comprehensive health benefits. • Financial benefits. • Inclusive set of benefits that support total well-being. Apply tot his job